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DogPeePoo , 3 months ago (edited 3 months ago) Weird. How is securities fraud not under the purview of the SEC? It was my understanding the SEC issues civil penalties and utilizes the DOJ (namely the FBI) for criminal penalties.
Weird. How is securities fraud not under the purview of the SEC? It was my understanding the SEC issues civil penalties and utilizes the DOJ (namely the FBI) for criminal penalties.